Richard
Maxey

Securities America Advisors, Inc

CRD#2424759
Investment Advisor
in Sacramento, CA
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About this Advisor

Richard Maxey is a certified financial planner working in Sacramento, California, with a total of 15 years of experience as a financial advisor. Maxey works at Securities America Advisors, Inc. Maxey has gained experience at M Squared Advisor Group, Brecek & Young Advisors, Inc, Securities America, Inc and Securities America Advisors, Inc. Maxey holds Series 63 and Series 66 licenses, qualifying them as a securities broker, and is able to advise clients in California, Nevada, Washington and Texas. Securities America Advisors, Inc is a financial advisory company headquartered in Sacramento, California. The investment advisory business has offices in 1,238 locations and a total of 1,875 employees. It manages $22 billion in assets under management among its 141,149 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides financial advice to 65 charities and foundations. Of its 141,149 accounts, just 10% are held by high-net-worth investors who have greater than $1 million in investable assets. Securities America Advisors, Inc provides a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fees are based on which services are provided. Fee types billed by Securities America Advisors, Inc may include any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

1375 Exposition Blvd Ste 201
Sacramento, CA 95815

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$21,887,351,786

CA Average: $1,978,216,465
Total Number of Employees

1,992

CA Average: 226
Total Number of Accounts

154,747

CA Average: 7,467
Average Account Size

$141,440

CA Average: $264,928

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Richard Maxey Work History

Richard has 15 years of experience.

2009 - Present (10 years)

Securities America, Inc

2009 - Present (10 years)

Securities America Advisors, Inc

2003 - Present (16 years)

M Squared Advisor Group

2005 - 2009 (4 years)

Brecek & Young Advisors, Inc

Disclosures

Richard Maxey has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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