Richard
Patrick
Sowell Management
Answer a few questions and
get matched with an advisor.
About this Advisor
Richard Patrick is a financial advisor who works in Walnut Creek, California who has 3 years of industry experience. Patrick currently works for Sowell Management. Their career trajectory has included roles at Avant-Garde Advisors LLC, Naples Asset Management Company, LLC and Sowell Management. Patrick holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Sowell Management is an advisory company that has its headquarters in North Little Rock, AR. The firm has offices in 55 locations and a total of 122 advisors. It oversees $3 billion in assets under management between its 12,450 accounts, placing it among the largest firms in the nation by assets under management. The firm advises 18 charitable organizations. Of its 12,450 accounts, just 4% are associated with high-net-worth individuals who have greater than $1 million in investable assets. Sowell Management provides a set of services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees for financial management depend on the type of services provided. However, fee types charged by Sowell Management can include any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Sowell Management Brokerage Details
$2,809,119,381
122
12,450
$225,632
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Richard Patrick Work History
Richard has been registered as a financial advisor for 3 years.*
Sowell Management
Naples Asset Management Company, LLC
Avant-Garde Advisors LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Patrick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sowell Management
North Little Rock, AR
Little Rock, AR
Houston, TX
North Little Rock, AR
North Little Rock, AR
Gig Harbor, WA
Marlton, NJ
Woodridge, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
