Lucia Capital Group
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About this Advisor
Richard Plum is a certified financial planner based in San Diego, California. Currently an investment advisor at Lucia Capital Group, Plum has an impressive 31 years of practice as a registered investment advisor. Plum has a Series 63 license, designating the advisor as a securities representative. Plum is able to work with clients based out of Arizona, California, Colorado, Washington, D.C., Florida, Maryland, Nevada, Oregon, Texas and Washington. During their career, Plum has held roles at Raymond J. Lucia Companies, Inc, Richard Plum Insurance, First Allied Securities, Inc, Rjl Wealth Management, LLC and Lucia Securities, LLC. Lucia Capital Group is based out of San Diego, California, and operates out of 22 additional offices in the United States. In aggregate, Lucia Capital Group oversees $1 billion in assets dispersed across 3,727 client accounts and retains more than 46 people. The amount of assets the firm manages makes it one of the biggest firms in the United States. The firm manages 1,029 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 11% of the firm's customers are high-net-worth individuals, meaning they have greater than $1 million in assets. Lucia Capital Group provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Lucia Capital Group Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Richard Plum Work History
Richard has 31 years of experience.
Lucia Securities, LLC
Rjl Wealth Management, LLC
First Allied Securities, Inc
Raymond J. Lucia Companies, Inc
Richard Plum Insurance
Richard Plum has disclosures.
Please visit their SEC profile for more details.