Richard
Valle

Ubs Financial Services Inc

CRD#5236776
Investment Advisor
in Los Angeles, CA
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About this Advisor

Richard Valle is a financial advisor operating out of Los Angeles, California, who has 12 years in the industry. Valle currently works for Ubs Financial Services Inc. They have been with Ubs Financial Services Inc for all of their career. Valle maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and is approved to operate in California. Ubs Financial Services Inc is an advisory company operating in Los Angeles, California. The firm has offices in 369 locations and a total of 13,402 advisors. It administers $496 billion in total assets across its 922,927 client accounts, placing it among the largest firms in the nation by assets under management. The firm advises 4,543 charities and foundations. Of its 922,927 accounts, 52% are held by high-net-worth investors who have at least $1 million in investable assets. Ubs Financial Services Inc provides a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management vary depending on which services are offered. Fee types charged by Ubs Financial Services Inc can consist of some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

515 S. Flower Street Suite 50
Los Angeles, CA 90071

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

CA Average: $10,121,009,343
Total Number of Employees

13,335

CA Average: 92
Total Number of Accounts

957,738

CA Average: 6,978
Average Account Size

$517,923

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Richard Valle Work History

Richard has 12 years of experience.

2006 - Present (13 years)

Ubs Financial Services Inc

Disclosures

Richard Valle has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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