Rick
Alvarado

Lpl Financial LLC

CRD#2085020
Investment Advisor
in Fallbrook, CA

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About this Advisor

Rick Alvarado is a certified financial planner working in Fallbrook, California with a total of 26 years of relevant experience. Alvarado is currently employed by Lpl Financial LLC. Their career trajectory has included roles at Lpl Financial LLC (Formerly: Linsco/Private Ledger Corp.) and Wealth One Advisors. Alvarado holds a Series 63 license, designating them as a securities broker, and is registered to serve investors in California. Lpl Financial LLC is a registered investment business based out of Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 people on staff. It manages $368 billion in assets among its 1,688,501 accounts, making it one of the biggest firms in the country by assets under management. The firm provides services to 3,425 charitable organizations. Of its 1,688,501 customer accounts, 31% are held by high-net-worth investors who have at least $1 million in assets. Lpl Financial LLC performs a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice depend on the type of services. Fees billed by Lpl Financial LLC most likely include some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

26 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Fallbrook, CA

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

CA Average: $646,059,043
Total Number of Employees

31,366

CA Average: 13
Total Number of Accounts

1,688,501

CA Average: 661
Average Account Size

$217,956

CA Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Rick Alvarado Work History

Rick has been registered as a financial advisor for 26 years.*

2000 - Present (24 years)

Wealth One Advisors

1993 - Present (31 years)

Lpl Financial LLC (Formerly: Linsco/Private Ledger Corp.)

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Rick Alvarado to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Hyun Song
Vienna, VA
Gregory Horn
Lawrenceburg, IN
Adam Chaney
Naperville, IL
Gregory Mason
Biloxi, MS
Kevin Harvey
Chico, CA
Hope Hoch
Oldsmar, FL
Joseph Praino
Purchase, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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