Robert
Smith

Mml Investors Services, LLC

CRD#1314372
Investment Advisor
in Palm Springs, CA

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About this Advisor

Robert Smith is a financial advisor who works in Palm Springs, California with a total of 12 years of industry experience. Smith is currently employed by Mml Investors Services, LLC. The advisor has gained experience at R.J. Smith Insurance & Financial Services, Massmutual Financial Group and Mml Investors Services, LLC. Smith holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can operate in California and Texas. Mml Investors Services, LLC is an advisory firm that has its headquarters in Springfield, MA. The company has offices in 1,155 locations and a total of 7,379 employees. It controls $59 billion in assets between its 326,297 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises 447 charities and foundations. The company has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees typically depend on which services are offered. However, fee types charged by Mml Investors Services, LLC may include some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

777 East Tahquitz Canyon Way Suite 200-35
Palm Springs, CA 92262

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$58,787,051,166

CA Average: $16,012,751,954
Total Number of Employees

7,379

CA Average: 118
Total Number of Accounts

326,297

CA Average: 4,567
Average Account Size

$180,164

CA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Robert Smith Work History

Robert has been registered as a financial advisor for 12 years.*

2011 - Present (13 years)

Massmutual Financial Group

2011 - Present (13 years)

Mml Investors Services, LLC

2006 - Present (18 years)

R.J. Smith Insurance & Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mml Investors Services, LLC

Brent Henig
Greenvale, NY
Vincent Vaghi
Bethesda, MD
Jeremy Harness
Chesterfield, MO
Patrick Thuecks
Dallas, TX
John Whitehead
Lake Oswego, OR
James Moore
Atlanta, GA
Robert Ahrendt
Seattle, WA
Brady Murray
Lehi, UT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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