Robert
Tapia
Mariner Independent Advisor Network, LLC
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About this Advisor
Robert Tapia is a financial advisor who works out of Los Gatos, California with a total of 3 years of industry experience. Tapia currently works for Mariner Independent Advisor Network, LLC. During their career, Tapia has held roles at Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Inc, Lpl Financial, LLC, Strategic Wealth Advisors Group and Stratos Wealth Partners, LTD. Tapia has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Mariner Independent Advisor Network, LLC is a firm that has its headquarters in Leawood, KS. The firm has offices in 94 locations and a total of 237 employees. It controls $6 billion in total assets across its 24,608 accounts, making it one of the biggest firms in the country by assets under management. The firm serves 73 charitable organizations. Of its 24,608 accounts, just 5% are associated with high-net-worth investors who have at least $1 million in assets available to invest. Mariner Independent Advisor Network, LLC has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advice typically are based on which services are provided. Fees billed by Mariner Independent Advisor Network, LLC can be comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mariner Independent Advisor Network, LLC Brokerage Details
$6,257,201,836
237
24,608
$254,275
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Robert Tapia Work History
Robert has been registered as a financial advisor for 3 years.*
Strategic Wealth Advisors Group
Lpl Financial, LLC
Stratos Wealth Partners, LTD
Waddell & Reed, Inc
Various Insurance Carriers For W&R Insurance Agencies, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Robert Tapia to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mariner Independent Advisor Network, LLC
San Ramon, CA
Danville, CA
Windsor, CA
San Jose, CA
Grass Valley, CA
Roseville, CA
Roseville, CA
Camarillo, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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