Rodd
Miller

Lpl Financial LLC

CRD#4984062
Investment Advisor
in Carlsbad, CA
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About this Advisor

Rodd Miller is a certified financial planner working in Carlsbad, California, with 13 years in the industry. Miller is on the advisory team at Lpl Financial LLC. Miller has gained experience at Miller Development Group, Rjl Wealth Management, LLC, Raymond J. Lucia Companies, Inc, Miller Capital Markets, LLC, First Allied Securities, Inc, Lucia Securities, LLC, Lpl Financial, LLC and Golden State Wealth Management, LLC. Miller maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to operate in Texas. Lpl Financial LLC is an advisory business operating out of Carlsbad, California. The firm has offices in 8,011 locations and a total of 22,703 employees. It oversees $153 billion in assets across its 680,466 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm provides financial advice to 899 charitable organizations. Of its 680,466 accounts, 23% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Lpl Financial LLC offers a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules are based on which services the firm provides the client. Fees charged by Lpl Financial LLC likely consist of any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

1901 Camino Vida Roble Ste 112
Carlsbad, CA 92008-6560

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$159,099,423,965

CA Average: $16,012,751,954
Total Number of Employees

22,790

CA Average: 118
Total Number of Accounts

786,525

CA Average: 4,567
Average Account Size

$202,281

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Rodd Miller Work History

Rodd has 13 years of experience.

2017 - Present (2 years)

Golden State Wealth Management, LLC

2011 - Present (8 years)

Lpl Financial, LLC

2011 - 2011 (< 1 year)

Lucia Securities, LLC

2010 - 2011 (1 year)

Rjl Wealth Management, LLC

2009 - 2010 (1 year)

Raymond J. Lucia Companies, Inc

2009 - 2011 (2 years)

First Allied Securities, Inc

2007 - 2011 (4 years)

Miller Development Group

2005 - 2009 (4 years)

Miller Capital Markets, LLC

Disclosures

Rodd Miller has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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