Lpl Financial LLC
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About this Advisor
Roderick Uy is a financial advisor based in Torrance, California, with a total of 11 years in the industry. Uy is an advisor for Lpl Financial LLC. Uy has gained experience at Linsco Private Ledger, Summit Brokerage Services Inc and Lpl Financial LLC. Uy maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in California and Texas. Lpl Financial LLC is a registered investment business that has its headquarters in Torrance, California. The firm has offices in 8,011 locations and a total of 22,703 employees. It has $153 billion in total assets across its 680,466 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves 899 charities and foundations. Of its 680,466 accounts, 23% belong to high-net-worth clients who have more than $1 million in investable assets. Lpl Financial LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically are based on which services are provided. Fees charged by Lpl Financial LLC likely include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Roderick Uy Work History
Roderick has 11 years of experience.
Lpl Financial LLC
Summit Brokerage Services Inc
Linsco Private Ledger
Roderick Uy has no disclosures.
Please visit their SEC profile for more details.