Roderick
Uy

Lpl Financial LLC

CRD#4945992
Investment Advisor
in Torrance, CA
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About this Advisor

Roderick Uy is a financial advisor based in Torrance, California, with a total of 11 years in the industry. Uy is an advisor for Lpl Financial LLC. Uy has gained experience at Linsco Private Ledger, Summit Brokerage Services Inc and Lpl Financial LLC. Uy maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in California and Texas. Lpl Financial LLC is a registered investment business that has its headquarters in Torrance, California. The firm has offices in 8,011 locations and a total of 22,703 employees. It has $153 billion in total assets across its 680,466 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves 899 charities and foundations. Of its 680,466 accounts, 23% belong to high-net-worth clients who have more than $1 million in investable assets. Lpl Financial LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically are based on which services are provided. Fees charged by Lpl Financial LLC likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

21250 Hawthorne Blvd Ste 360
Torrance, CA 90503-5506

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$159,099,423,965

CA Average: $16,012,751,954
Total Number of Employees

22,790

CA Average: 118
Total Number of Accounts

786,525

CA Average: 4,567
Average Account Size

$202,281

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Roderick Uy Work History

Roderick has 11 years of experience.

2011 - Present (8 years)

Lpl Financial LLC

2009 - 2010 (1 year)

Summit Brokerage Services Inc

2007 - 2009 (2 years)

Linsco Private Ledger

Disclosures

Roderick Uy has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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