Rodger
Hobbs

Royal Alliance Associates, Inc

CRD#5083232
Investment Advisor
in San Jose, CA

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About this Advisor

Rodger Hobbs is a certified financial planner who works in San Jose, California, who has been in the financial industry for 10 years. Hobbs works at Royal Alliance Associates, Inc. They have spent their whole time as a financial advisor at Royal Alliance Associates, Inc. Hobbs has Series 63 and Series 66 licenses, certifying them as a securities agent, and is approved to serve investors in California and Nevada. Royal Alliance Associates, Inc is an advisory firm that has its headquarters in San Jose, California. The company has offices in 905 locations and a total of 3,849 people on staff. It has $28 billion in assets under management among its 112,286 client accounts, making it one of the biggest firms in the country by assets under management. The firm provides services to 134 charities and foundations. Of its 112,286 customer accounts, 18% are held by high-net-worth investors who have greater than $1 million in assets. Royal Alliance Associates, Inc provides a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically vary depending on the type of services. Fees charged by Royal Alliance Associates, Inc likely include some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

San Jose, CA

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$28,249,401,040

CA Average: $10,121,009,343
Total Number of Employees

3,849

CA Average: 92
Total Number of Accounts

112,286

CA Average: 6,978
Average Account Size

$251,584

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Rodger Hobbs Work History

Rodger has 10 years of experience.

2012 - Present (10 years)

Royal Alliance

Disclosures

Rodger Hobbs has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Matthew Hall
Raleigh, NC
Frederick Trotta
Rocky Hill, CT
Judith Harlan
San Diego, CA
Elijah Murray
Plano, TX
Robert Braun
Missoula, MT
Robert Sewall
Jericho, NY
Michael Funk
Fresno, CA
Jennifer Adams
Houston, TX

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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