Rodger
Hobbs

Royal Alliance Associates, Inc

CRD#5083232
Investment Advisor
in San Jose, CA

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About this Advisor

Rodger Hobbs is a certified financial planner who works in San Jose, California who has 11 years of industry experience. Hobbs currently works for Royal Alliance Associates, Inc. They have spent their complete career at Royal Alliance Associates, Inc. Hobbs maintains Series 63 and Series 66 licenses, certifying them as a securities representative, and is able to advise clients in California and Nevada. Royal Alliance Associates, Inc is an advisory company operating out of Jersey City, NJ. The company has offices in 1,009 locations and a total of 3,704 advisors. It oversees $30 billion in assets between its 149,233 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 191 charities and foundations. Of its 149,233 client accounts, just 11% are associated with high-net-worth clients who have at least $1 million in investable assets. The business provides a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically vary depending on which services the firm provides the client. However, fees charged by Royal Alliance Associates, Inc can include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

San Jose, CA

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

CA Average: $10,121,009,343
Total Number of Employees

3,704

CA Average: 92
Total Number of Accounts

149,233

CA Average: 6,978
Average Account Size

$197,920

CA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Rodger Hobbs Work History

Rodger has been registered as a financial advisor for 11 years.*

2012 - Present (12 years)

Royal Alliance

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Rodger Hobbs to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Trisha Qualy
St Louis Park, MN
Austen Harvey
Jersey City, NJ
Stephen Carter
Grandville, MI
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Amanda Johnson
Spokane, WA
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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