Rosa
Sun

Pruco Securities, LLC

CRD#2620337
Investment Advisor
in Rowland Heights, CA

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About this Advisor

Rosa Sun is a financial advisor working out of Rowland Heights, California, with 33 years of financial industry experience. Sun is on the advisory team at Pruco Securities, LLC. Over the course of their career, Sun has held roles at H&R Block, The Prudential Insurance Company Of America and Pruco Securities Corporation. Sun holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in California. Pruco Securities, LLC is an advisory company based out of Rowland Heights, California. The company has offices in 113 locations and a total of 2,600 advisors. It has $7 billion in total assets among its 53,064 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The business provides a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fees typically vary depending on which services the firm provides the client. Fee types charged by Pruco Securities, LLC likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

34 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

17700 Castleton St. Suite #228
Rowland Heights, CA 91748

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$6,544,600,186

CA Average: $10,121,009,343
Total Number of Employees

2,600

CA Average: 92
Total Number of Accounts

53,064

CA Average: 6,978
Average Account Size

$123,334

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Rosa Sun Work History

Rosa has 34 years of experience.

1995 - Present (25 years)

The Prudential Insurance Company Of America

1995 - Present (25 years)

Pruco Securities Corporation

1986 - Present (34 years)

H&R Block

Disclosures

Rosa Sun has no disclosures.

Please visit their SEC profile for more details.

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June Powell
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Meng Lin George Lee
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This content was compiled from the SEC and FINRA.

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