Rosa
Sun

Pruco Securities, LLC

CRD#2620337
Investment Advisor
in Rowland Heights, CA
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About this Advisor

Rosa Sun is an advisor in Rowland Heights, California. Currently a registered investment advisor with Pruco Securities, LLC, they have accrued an impressive 32 years of professional experience. Sun maintains Series 63 and Series 65 licenses, which certify them as both a securities agent and an investment advisor representative. Sun can serve clients based out of California. Over the course of their career, they have held roles at H&R Block, Pruco Securities Corporation and The Prudential Insurance Company Of America. Pruco Securities, LLC is based out of Rowland Heights, California, and has 113 other brick-and-mortar locations throughout the United States. Overall, Pruco Securities, LLC oversees $6 billion in assets across 47,024 accounts and employs more than 2,600 people. The firm's total assets under management makes it one of the largest financial advisory firms in the nation. The firm manages one accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 1% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Pruco Securities, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

32 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

17700 Castleton St. Suite #228
Rowland Heights, CA 91748

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$6,544,600,186

CA Average: $10,121,009,343
Total Number of Employees

2,600

CA Average: 92
Total Number of Accounts

53,064

CA Average: 6,978
Average Account Size

$123,334

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Rosa Sun Work History

Rosa has 32 years of experience.

1995 - Present (24 years)

Pruco Securities Corporation

1995 - Present (24 years)

The Prudential Insurance Company Of America

1986 - Present (33 years)

H&R Block

Disclosures

Rosa Sun has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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