Regal Investment Advisors LLC

Investment Advisor
in Quail Valley, CA

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About this Advisor

Russell Smith is a certified financial planner and chartered financial consultant working out of Quail Valley, California with a total of 6 years of relevant experience. Smith is on the advisory team at Regal Investment Advisors LLC. Over the course of their career, they have held roles at Ras Financial Services, Cetera Financial Specialists LLC, Cetera Investment Advisers LLC, Torimax Financial Group, Regulus, LLC and Regal Investment Advisors, LLC. Smith holds a Series 63 license, certifying them as a securities representative, and is registered to serve investors in California and Texas. Regal Investment Advisors LLC is a company based out of Grand Rapids, MI. The company has offices in 75 locations and a total of 112 financial advisors. It controls $2 billion in assets among its 11,768 customer accounts, placing it among the biggest firms in the nation by assets under management. The firm serves five charities and foundations. Of its 11,768 client accounts, just 5% are associated with high-net-worth clients who have greater than $1 million in assets. The business provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees typically are based on which service is offered. Fees charged by Regal Investment Advisors LLC may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

31740 Railroad Cyn Rd Suite 2A
Quail Valley, CA 92587

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Regal Investment Advisors LLC Brokerage Details

Total Assets Under Management


CA Average: $943,424,332
Total Number of Employees


CA Average: 21
Total Number of Accounts


CA Average: 1,586
Average Account Size


CA Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Russell Smith Work History

Russell has been registered as a financial advisor for 6 years.*

2017 - Present (6 years)

Regulus, LLC

2017 - Present (6 years)

Regal Investment Advisors, LLC

1999 - Present (24 years)

Torimax Financial Group

2003 - 2017 (14 years)

Cetera Financial Specialists LLC

2003 - 2017 (14 years)

Cetera Investment Advisers LLC

1991 - 2017 (26 years)

Ras Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Russell Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Regal Investment Advisors LLC

Lee Cole
Grand Rapids, MI
Robert Palma
Grand Rapids, MI
Marina Peacock
Grand Rapids, MI
Jon Erickson
Bellevue, WA
Benjamin Westin
Grand Rapids, MI
Todd Reno
Grand Rapids, MI
Daniel Ruble
Grand Rapids, MI
Matthew Schiller
Independence, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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