Samuel
Lam
Transamerica Financial Advisors, Inc
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About this Advisor
Samuel Lam is a financial advisor working in Cerritos, California with 5 years of industry experience. Lam works at Transamerica Financial Advisors, Inc. Throughout their career, they have worked at Arise Financial Service LLC, Netlaw, Naval Surface Warfare Center-Corona Division, Associate Member Of The National Association Of Registered Ssa, World Financial Group, Inc and Transamerica Financial Advisors, Inc. Lam maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Transamerica Financial Advisors, Inc is a firm based in Saint Petersburg, FL. The investment advisory business has offices in 286 locations and a total of 1,235 employees. It administers $2 billion in assets under management across its 59,659 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm serves 18 charitable organizations. Of its 59,659 accounts, just 2% are held by high-net-worth investors who have at least $1 million in assets available to invest. Transamerica Financial Advisors, Inc performs a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules largely depend on which service is provided. Fee types billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Samuel Lam Work History
Samuel has been registered as a financial advisor for 5 years.*
Associate Member Of The National Association Of Registered Ssa
Netlaw
Arise Financial Service LLC
World Financial Group, Inc
Transamerica Financial Advisors, Inc
Naval Surface Warfare Center-Corona Division
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Samuel Lam to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
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Bridgeport, MI
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