Scott
Carlin

Planmember Securities Corporation

CRD#1504310
Investment Advisor
in Rancho Cucamonga, CA

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About this Advisor

Scott Carlin is a financial advisor based out of Rancho Cucamonga, California who has 5 years of relevant experience. Carlin works at Planmember Securities Corporation. The advisor has gained experience at Legend Equities Corporation, Lincoln Investment, Planmember Securities Corporation and Carlin Insurance Agency. Carlin maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in California and Texas. Planmember Securities Corporation is a business based in Carpinteria, CA. The company has offices in 350 locations and a total of 459 financial advisors. It manages $8 billion in total assets among its 67,968 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm advises 14 charitable organizations. Of its 67,968 accounts, just 1% belong to high-net-worth investors who have more than $1 million in assets. Planmember Securities Corporation performs a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees usually depend on which service is provided. However, fees charged by Planmember Securities Corporation most likely are comprised of any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Rancho Cucamonga, CA

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Planmember Securities Corporation Brokerage Details

Total Assets Under Management

$7,530,125,901

CA Average: $7,578,581,321
Total Number of Employees

459

CA Average: 43
Total Number of Accounts

67,968

CA Average: 3,727
Average Account Size

$110,789

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Scott Carlin Work History

Scott has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Planmember Securities Corporation

1990 - Present (34 years)

Carlin Insurance Agency

2017 - 2018 (1 year)

Lincoln Investment

1994 - 2018 (24 years)

Legend Equities Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Scott Carlin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Planmember Securities Corporation

Benjamin Parker
Carpinteria, CA
Keeley Atterbury
Carlsbad, CA
Jeffrey Lovegren
Carpinteria, CA
Michael George
Carpinteria, CA
Kyle Smith
Carpinteria, CA
Salleh Beitollahi
Agoura Hills, CA
Maxwell Kilstofte
Los Angeles, CA
Darin Leong
Mililani, HI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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