Scott
Thomas
Captrust
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About this Advisor
Scott Thomas is a certified financial planner working in Roseville, California who has 2 years of industry experience. Thomas works at Captrust. Their career trajectory has included roles at Lpl Financial, LLC, Placer Summit Financial Group, LLC, Capfinancial Securities LLC, Capfinancial Partners LLC (Captrust), Royal Alliance and Genovese Burford & Brothers. Thomas has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California and Texas. Captrust is a firm based in Raleigh, NC. The company has offices in 69 locations and a total of 1,338 people on staff. It administers $715 billion in total assets between its 76,254 accounts, placing it among the largest firms in the country by assets under management. The firm serves 136 charities and foundations. Of its 76,254 client accounts, 33% are associated with high-net-worth investors who have at least $1 million in investable assets. Captrust has a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and publication of newsletters. Fees for financial advice depend on the type of services provided. Fee types charged by Captrust may include asset-based, hourly, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Captrust Brokerage Details
$714,587,898,072
1,338
76,254
$9,371,153
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
Scott Thomas Work History
Scott has been registered as a financial advisor for 2 years.*
Capfinancial Securities LLC
Capfinancial Partners LLC (Captrust)
Royal Alliance
Genovese Burford & Brothers
Lpl Financial, LLC
Placer Summit Financial Group, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Scott Thomas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Captrust
Raleigh, NC
Raleigh, NC
Sacramento, CA
Raleigh, NC
Clarkston, MI
Brentwood, TN
Bethlehem, PA
Raleigh, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
