Sergio
Lazzara

Morgan Stanley

CRD#2276239
Investment Advisor
in Valencia, CA

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About this Advisor

Sergio Lazzara is a financial advisor who works in Valencia, California with 14 years of relevant experience. Lazzara is currently employed by Morgan Stanley. During their career, the advisor has held roles at Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association. Lazzara holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to work in California and Texas. Morgan Stanley is a company headquartered in Purchase, NY. The firm has offices in 930 locations and a total of 28,000 advisors. It administers $1 trillion in total assets between its 2,233,188 client accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 30,383 charities and foundations. Of its 2,233,188 accounts, just 1% are held by high-net-worth investors who have at least $1 million in investable assets. Morgan Stanley performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees largely depend on the type of services provided. Fee types billed by Morgan Stanley may include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

24300 Town Center Dr. Suite 200
Valencia, CA 91355

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

CA Average: $7,464,549,021
Total Number of Employees

28,000

CA Average: 88
Total Number of Accounts

2,233,188

CA Average: 3,892
Average Account Size

$530,659

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Sergio Lazzara Work History

Sergio has been registered as a financial advisor for 14 years.*

2015 - Present (9 years)

Morgan Stanley Private Bank, National Association

2009 - Present (15 years)

Morgan Stanley Smith Barney

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sergio Lazzara to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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William Dilodovico
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Allan House
Baltimore, MD
Charles Doering
Walnut Creek, CA
Janelle Williams
Billings, MT
Calvin Mason
Pueblo, CO
Melissa Moyer
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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