Seth
Morsey

Principal Securities, Inc

CRD#5797542
Investment Advisor
in Roseville, CA

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About this Advisor

Seth Morsey is a financial advisor operating out of Roseville, California, who has been in the advisory business for 11 years. Morsey is currently employed by Principal Securities, Inc. Morsey has gained experience at Bankers Life And Casualty, Principal Life Ins Co, Princor Financial Services Corp and Principal Life Insurance. Morsey maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in California. Principal Securities, Inc is a business that has its headquarters in Roseville, California. The firm has offices in 350 locations and a total of 1,603 employees. It oversees $6 billion in assets between its 31,797 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 30 charities and foundations. Of its 31,797 accounts, just 3% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. The business provides a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Financial management fee schedules typically depend on which services are provided. Fee types billed by Principal Securities, Inc can include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

1478 Stone Point Dr Ste 390
Roseville, CA 95661

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$6,109,839,100

CA Average: $9,259,360,772
Total Number of Employees

1,603

CA Average: 166
Total Number of Accounts

31,797

CA Average: 7,189
Average Account Size

$192,151

CA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Seth Morsey Work History

Seth has 12 years of experience.

2017 - Present (3 years)

Principal Life Insurance

2010 - Present (10 years)

Princor Financial Services Corp

2010 - 2014 (4 years)

Principal Life Ins Co

2008 - 2010 (2 years)

Bankers Life And Casualty

Disclosures

Seth Morsey has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Securities, Inc

John Murray
Wayne, PA
Christina Loranger
Waltham, MA
Conrad Beeler
Lansing, MI
Joseph Pearcy
Kalamazoo, MI
Paul Kranich
Walnut Creek, CA
Diana Hutson
Ames, IA
Jeffery White
Roseville, CA
Jennifer Cromer
Jacksonville, FL

This content was compiled from the SEC and FINRA.

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