Shiou-Ing
Liou

Transglobal Advisory, LLC

CRD#4436524
Investment Advisor
in Monrovia, CA

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About this Advisor

Shiou-Ing Liou is a financial advisor based in Monrovia, California, working with Transglobal Advisory, LLC. Shiou-Ing has previously held positions at Duan Liou Accounting & Tax Service, Transglobal Advisory LLC, Globalink Securities, Inc, Gmp Financial Services, Transglobal Lending, and Transglobal Insurance Agency, Inc. Shiou-Ing has passed the Series 63 regulatory exam and is registered to provide services in California, Massachusetts, and New York. Currently, Shiou-Ing is part of Transglobal Advisory, LLC, which operates out of Monrovia, California. The firm has 14 offices and 32 employees. The firm manages assets totaling $39.9 million and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and other services. The fee structure at Transglobal Advisory, LLC includes asset-based, fixed, and performance-based fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

185 W Chestnut Ave
Monrovia, CA 91016

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Transglobal Advisory, LLC Brokerage Details

Total Assets Under Management

$39,926,417

CA Average: $7,578,581,321
Total Number of Employees

32

CA Average: 43
Total Number of Accounts

185

CA Average: 3,727
Average Account Size

$215,818

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Other

Shiou-Ing Liou Work History

2017 - Present (7 years)

Transglobal Advisory LLC

2016 - Present (8 years)

Transglobal Lending

2010 - Present (14 years)

Globalink Securities, Inc

2005 - Present (19 years)

Gmp Financial Services

2001 - Present (23 years)

Duan Liou Accounting & Tax Service

2001 - Present (23 years)

Transglobal Insurance Agency, Inc

Disclosures

Please visit the SEC profile of Shiou-Ing Liou to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transglobal Advisory, LLC

Yang Li Wu
Cary, NC
Erhwei Huang
Monrovia, CA
Qi Fang
Monrovia, CA
Bill Liau
Monrovia, CA
Yong Wang
Monrovia, CA
Yu Tang
Monrovia, CA
Xiaoxi Chen
Naperville, IL
Stewart Yuan
Monrovia, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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