Sophia
Oh-Nguyen

Wells Fargo Clearing Services, LLC

CRD#5200391
Investment Advisor
in San Diego, CA
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About this Advisor

Sophia Oh-Nguyen is a financial advisor who works in San Diego, California, who has 10 years of work experience. Oh-Nguyen is on the advisory team at Wells Fargo Clearing Services, LLC. Oh-Nguyen has gained experience at Wachovia Securities, LLC, Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Morgan Stanley and San Diego Capital. Oh-Nguyen holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in California and Texas. Wells Fargo Clearing Services, LLC is a registered investment company operating in San Diego, California. The investment advisory business has offices in 6,557 locations and a total of 26,409 employees. It administers $473 billion in total assets among its 1,432,715 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm advises 6,248 charitable organizations. Of its 1,432,715 customer accounts, 39% are associated with high-net-worth individuals who have at least $1 million in investable assets. The advisory firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules largely depend on the type of services. However, fee types billed by Wells Fargo Clearing Services, LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

12531 High Bluff Dr Ste 400
San Diego, CA 92130

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

CA Average: $11,469,110,461
Total Number of Employees

26,352

CA Average: 458
Total Number of Accounts

1,434,106

CA Average: 33,415
Average Account Size

$302,067

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Sophia Oh-Nguyen Work History

Sophia has 10 years of experience.

2018 - Present (1 years)

Wells Fargo Clearing Services, LLC

2018 - 2018 (0 years)

Morgan Stanley

2016 - 2018 (2 years)

San Diego Capital

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2008 - 2009 (1 years)

Wachovia Securities, LLC

Disclosures

Sophia Oh-Nguyen has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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