Spencer
Johnston
Cwm, LLC
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About this Advisor
Spencer Johnston is a financial advisor operating in Irvine, California who has 1 year of relevant experience. Johnston is currently employed by Cwm, LLC. The advisor has gained experience at Ameriprise Financial Services Inc, Ges, Ewi Worldwide, Thrivent Investment Management Inc, Thrivent Financial, Cetera Advisor Networks, Cwm, LLC and Applied Financial Planning. Johnston maintains Series 66 and Series 63 licenses, qualifying them as a securities broker, and can serve investors in California. Cwm, LLC is a financial advisory company based in Omaha, NE. The company has offices in 165 locations and a total of 1,111 people on staff. It handles $20 billion in total assets between its 96,956 client accounts, placing it among the biggest firms in the nation by assets under management. Of its 96,956 accounts, 15% are held by high-net-worth investors who have more than $1 million in assets. Cwm, LLC provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Fees charged by financial advisors usually depend on which services the firm provides the client. Fee types billed by Cwm, LLC can consist of any blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cwm, LLC Brokerage Details
$19,943,561,186
1,111
96,956
$205,697
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
Spencer Johnston Work History
Spencer has been registered as a financial advisor for 1 years.*
Cetera Advisor Networks
Cwm,LLC
Applied Financial Planning
Thrivent Investment Management Inc
Thrivent Financial
Ameriprise Financial Services Inc
Ges
Ewi Worldwide
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Spencer Johnston to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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