Principal Securities, Inc
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About this Advisor
Stephan Sandoval is a certified financial planner who works in San Diego, California, who has been in the financial industry for 13 years. Sandoval works at Principal Securities, Inc. Throughout their career, Sandoval has worked at Orange County'S Credit Union, Cuna Brokerage Services, Inc, Lpl Financial, Principal Financial and Princor. Sandoval holds Series 63 and Series 66 licenses, designating them as a securities agent, and is approved to serve investors in California. Principal Securities, Inc is a registered investment firm headquartered in San Diego, California. The investment advisory business has offices in 354 locations and a total of 1,687 employees. It controls $6 billion in assets between its 28,235 client accounts, placing it among the largest firms in the United States by assets under management. The firm serves 30 charitable organizations. Of its 28,235 client accounts, just 2% belong to high-net-worth individuals who have more than $1 million in investable assets. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Fees for financial advisory services largely vary depending on the type of services provided. However, fee types charged by Principal Securities, Inc may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Principal Securities, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Stephan Sandoval Work History
Stephan has 13 years of experience.
Orange County'S Credit Union
Cuna Brokerage Services, Inc
Stephan Sandoval has no disclosures.
Please visit their SEC profile for more details.