Stephan
Sandoval

Principal Securities, Inc

CRD#4842026
Investment Advisor
in San Diego, CA
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About this Advisor

Stephan Sandoval is a certified financial planner who works in San Diego, California, who has been in the financial industry for 13 years. Sandoval works at Principal Securities, Inc. Throughout their career, Sandoval has worked at Orange County'S Credit Union, Cuna Brokerage Services, Inc, Lpl Financial, Principal Financial and Princor. Sandoval holds Series 63 and Series 66 licenses, designating them as a securities agent, and is approved to serve investors in California. Principal Securities, Inc is a registered investment firm headquartered in San Diego, California. The investment advisory business has offices in 354 locations and a total of 1,687 employees. It controls $6 billion in assets between its 28,235 client accounts, placing it among the largest firms in the United States by assets under management. The firm serves 30 charitable organizations. Of its 28,235 client accounts, just 2% belong to high-net-worth individuals who have more than $1 million in investable assets. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Fees for financial advisory services largely vary depending on the type of services provided. However, fee types charged by Principal Securities, Inc may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

9330 Scranton Rd Ste 260
San Diego, CA 92121

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$6,109,839,100

CA Average: $9,259,360,772
Total Number of Employees

1,603

CA Average: 166
Total Number of Accounts

31,797

CA Average: 7,189
Average Account Size

$192,151

CA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Stephan Sandoval Work History

Stephan has 13 years of experience.

2010 - Present (9 years)

Principal Financial

2010 - Present (9 years)

Princor

2009 - 2010 (1 years)

Lpl Financial

2005 - 2010 (5 years)

Orange County'S Credit Union

2005 - 2009 (4 years)

Cuna Brokerage Services, Inc

Disclosures

Stephan Sandoval has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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