Stephan
Sandoval

About this Advisor

Stephan Sandoval is a certified financial planner whose office is in San Diego, California. Currently a registered investment advisor with Principal Securities, Inc, they have accumulated 10 years of experience in the financial advisory industry. Sandoval holds Series 63 and Series 66 licenses, certifying the advisor as a securities agent. Sandoval can operate based out of California. The advisor has gained experience at Principal Financial and Princor. Principal Securities, Inc is located in San Diego, California, and has 350 brick-and-mortar locations across the nation. In aggregate, Principal Securities, Inc oversees $8 billion in assets covering 34,673 client accounts and retains more than 1,564 people. The amount of assets the firm manages makes it one of the largest financial advisory firms in the nation. The firm manages 19,334 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 4% of the advisory firm's customers are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Principal Securities, Inc offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and other fees.