Stephanie
Gotts

Lpl Financial LLC

CRD#7325949
Investment Advisor
in Whittier, CA

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About this Advisor

Stephanie Gotts is a financial advisor working in Whittier, California with a total of 2 years of industry experience. Gotts is on the advisory team at Lpl Financial LLC. The advisor has gained experience at Securities America, Inc, Walter F. Dexter Middle School, Whittier High School, Intramural Sports At Cal State Fullerton, City Of Whittier and Lpl Financial LLC. Gotts maintains Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in California. Lpl Financial LLC is an advisory firm that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 people on staff. It controls $368 billion in assets among its 1,688,501 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides services to 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% are associated with high-net-worth investors who have more than $1 million in investable assets. Lpl Financial LLC provides a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules are based on the type of financial services provided. However, fees charged by Lpl Financial LLC can be comprised of some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

13215 Penn St Suite 327
Whittier, CA 90602

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

CA Average: $646,059,043
Total Number of Employees

31,366

CA Average: 13
Total Number of Accounts

1,688,501

CA Average: 661
Average Account Size

$217,956

CA Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Stephanie Gotts Work History

Stephanie has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Lpl Financial LLC

2021 - 2021 (< 1 year)

Securities America, Inc

2021 - 2021 (< 1 year)

Securities America, Inc

2017 - 2018 (1 year)

Intramural Sports At Cal State Fullerton

2015 - 2017 (2 years)

Whittier High School

2015 - 2020 (5 years)

City Of Whittier

2013 - 2017 (4 years)

Whittier High School

2010 - 2013 (3 years)

Walter F. Dexter Middle School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephanie Gotts to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Gregory Yuen
Aptos, CA
Keith Clark
Corpus Christi, TX
Gregory Mason
Biloxi, MS
Diane Winner
Ann Arbor, MI
Michael Evans
Westerville, OH
Adam Chaney
Naperville, IL
James Mullen
The Villages, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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