Stephanie
Hicks

Transamerica Financial Advisors, Inc

CRD#4640994
Investment Advisor
in Carson, CA

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About this Advisor

Stephanie Hicks is a financial advisor based in Carson, California with 11 years of relevant experience. Hicks is on the advisory team at Transamerica Financial Advisors, Inc. The advisor has gained experience at Freedom Equity, World Financial Group, Inc, Transamerica Financial Advisors, Inc, Advantage Legacy Corporation, Covered California (California Health Benefit Exchange), Dickerson Insurance Agency, Enrollment First Inc, Impacted Healing and Stephanie Hicks. Hicks has Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in California. Transamerica Financial Advisors, Inc is a firm operating out of Saint Petersburg, FL. The company has offices in 286 locations and a total of 1,235 advisors. It has $2 billion in assets under management between its 59,659 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 18 charitable organizations. Of its 59,659 accounts, just 2% belong to high-net-worth investors who have at least $1 million in assets. Transamerica Financial Advisors, Inc performs a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial management fees largely are based on which services the firm provides the client. However, fees charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

550 E. Carson Plaza Drive Suite 127
Carson, CA 90746

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,815,425,709

CA Average: $1,855,561,029
Total Number of Employees

1,235

CA Average: 62
Total Number of Accounts

59,659

CA Average: 2,474
Average Account Size

$30,430

CA Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Stephanie Hicks Work History

Stephanie has been registered as a financial advisor for 11 years.*

2021 - Present (3 years)

Enrollment First Inc

2019 - Present (5 years)

Dickerson Insurance Agency

2015 - Present (9 years)

Advantage Legacy Corporation

2013 - Present (11 years)

Covered California (California Health Benefit Exchange)

2012 - Present (12 years)

Transamerica Financial Advisors, Inc

2001 - Present (23 years)

World Financial Group, Inc

1999 - Present (25 years)

Freedom Equity

1989 - Present (35 years)

Stephanie Hicks

2022 - 2022 (< 1 year)

Impacted Healing

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephanie Hicks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Tarl Reynoso
Orem, UT
Amanda Ryba
San Jose, CA
Karen Ahn
Draper, UT
Raul Reyes
Woodland Hills, CA
Diego Conejo
Pasadena, CA
Shih-Sheng Li
Milpitas, CA
Qi Dong
Plano, TX
Chad Tacia
San Antonio, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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