Steven
Balaban

Concorde Asset Management, LLC

CRD#1380366
Investment Advisor
in San Diego, CA
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About this Advisor

Steven Balaban is a certified financial planner working in San Diego, California, who has been in the advisory business for 12 years. Balaban currently works for Concorde Asset Management, LLC. Over the course of their career, Balaban has held roles at Ubs Financial Services Inc, Disability and Independent Financial Group LLC. Balaban holds Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in California. Concorde Asset Management, LLC is a financial advisory firm that has its headquarters in San Diego, California. The investment advisory business has offices in 35 locations and a total of 57 people on staff. It administers $218 million in assets under management across its 1,782 client accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. Of its 1,782 accounts, just 1% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Concorde Asset Management, LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fees typically vary depending on the type of services provided. However, fees charged by Concorde Asset Management, LLC most likely are comprised of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

5075 Shoreham Place Suite 200
San Diego, CA 92122

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Concorde Asset Management, LLC Brokerage Details

Total Assets Under Management

$322,628,594

CA Average: $943,424,332
Total Number of Employees

75

CA Average: 21
Total Number of Accounts

2,643

CA Average: 1,586
Average Account Size

$122,069

CA Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Steven Balaban Work History

Steven has 12 years of experience.

2014 - Present (5 years)

Independent Financial Group LLC

2010 - Present (9 years)

Disability

2006 - 2010 (4 years)

Ubs Financial Services Inc

Disclosures

Steven Balaban has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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