Steven
Chen

Pfs Investments Inc

CRD#6417208
Investment Advisor
in Norwalk, CA

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About this Advisor

Steven Chen is a financial advisor operating out of Norwalk, California with a total of 4 years of relevant experience. Chen is on the advisory team at Pfs Investments Inc. Their career trajectory has included roles at Primerica Financial Services, Pfs Investments Inc, Viewpoint School, Patrick Lufrano Insurance, Sunshine Volleyball Club, Harvard-Westlake School and Milken School. Chen has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in California. Pfs Investments Inc is an advisory business operating out of Duluth, GA. The firm has offices in 1,646 locations and a total of 3,449 people on staff. It controls $7 billion in assets across its 56,552 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 36 charities and foundations. Of its 56,552 accounts, just 1% belong to high-net-worth clients who have greater than $1 million in investable assets. The advisory firm provides portfolio management for individuals and small businesses. A financial advisor's fees typically vary depending on which services are provided. Fee types charged by Pfs Investments Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Office Location

12440 Firestone Blvd Suite 1028-C
Norwalk, CA 90650

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Pfs Investments Inc Brokerage Details

Total Assets Under Management

$7,088,085,794

CA Average: $3,570,121,308
Total Number of Employees

3,449

CA Average: 58
Total Number of Accounts

56,552

CA Average: 1,608
Average Account Size

$125,337

CA Average: $2,220,225

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Steven Chen Work History

Steven has been registered as a financial advisor for 4 years.*

2015 - Present (9 years)

Pfs Investments Inc

2014 - Present (10 years)

Primerica Financial Services

2019 - 2019 (< 1 year)

Milken School

2014 - 2017 (3 years)

Viewpoint School

2013 - 2014 (1 year)

Sunshine Volleyball Club

2012 - 2014 (2 years)

Patrick Lufrano Insurance

2002 - 2013 (11 years)

Harvard-Westlake School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Primerica Advisors

Charles Swope
York, PA
Kinna Mcguire
San Antonio, TX
Esther White
Avondale, AZ
Dina Rubakha
Hiawatha, IA
Julius Lee
Corpus Christi, TX
Julie Trudeau
Boise, ID
Rachael Pope
Duluth, GA
Brett Sowers
Rochester, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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