Steven
Do
Morgan Stanley
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About this Advisor
Steven Do is a financial advisor working in Cupertino, California with 1 year of relevant experience. Do is on the advisory team at Morgan Stanley. Do has gained experience at E*Trade Securities LLC, E*Trade Capital Management, LLC, E*Trade Capital Management LLC, Morgan Stanley and Morgan Stanley Private Bank, N.A. Do maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Arizona, California, Indiana and Texas. Morgan Stanley is an advisory firm based out of Purchase, NY. The investment advisory business has offices in 930 locations and a total of 28,000 advisors. It handles $1 trillion in total assets across its 2,233,188 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides financial advice to 30,383 charities and foundations. Of its 2,233,188 accounts, just 1% belong to high-net-worth investors who have more than $1 million in investable assets. Morgan Stanley offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules typically depend on which services the firm provides the client. Fees charged by Morgan Stanley most likely include asset-based, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Morgan Stanley Brokerage Details
$1,185,061,196,999
28,000
2,233,188
$530,659
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Steven Do Work History
Steven has been registered as a financial advisor for 1 years.*
Morgan Stanley
Morgan Stanley Private Bank, N.A
E*Trade Securities LLC
E*Trade Capital Management LLC
E*Trade Securities LLC
E*Trade Capital Management, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Steven Do to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Morgan Stanley
New York, NY
Columbia, SC
Garden City, NY
New York, NY
Walnut Creek, CA
Billings, MT
Pueblo, CO
Fort Lauderdale, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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