Steven
Duplain

Planmember Securities Corporation

CRD#1461394
Investment Advisor
in Carpinteria, CA

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About this Advisor

Steven Duplain is a financial advisor who works in Carpinteria, California. Duplain is currently employed by Planmember Securities Corporation. Throughout their career, they have worked at Alphastar Capital Management, LLC, Freedom Equity Associates, Humanitas LLC Dba Humanitas Financial And Insurance Services, Planmember Securities Corporation, Legacy Financial Group and First Financial Security. Duplain holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in California. Planmember Securities Corporation is a registered investment business operating out of Carpinteria, CA. The investment advisory business has offices in 350 locations and a total of 459 people on staff. It manages $8 billion in assets under management among its 67,968 client accounts, making it one of the largest firms in the United States by assets under management. The firm provides financial advice to 14 charitable organizations. Of its 67,968 accounts, just 1% are associated with high-net-worth investors who have at least $1 million in assets. Planmember Securities Corporation offers a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely are based on which services the firm provides the client. However, fee types billed by Planmember Securities Corporation likely include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

6187 Carpinteria Avenue
Carpinteria, CA 93013

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Planmember Securities Corporation Brokerage Details

Total Assets Under Management

$7,530,125,901

CA Average: $7,578,581,321
Total Number of Employees

459

CA Average: 43
Total Number of Accounts

67,968

CA Average: 3,727
Average Account Size

$110,789

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Steven Duplain Work History

Steven has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Planmember Securities Corporation

2023 - Present (1 year)

Legacy Financial Group

2019 - Present (5 years)

Humanitas LLC Dba Humanitas Financial And Insurance Services

2021 - 2023 (2 years)

Alphastar Capital Management, LLC

2014 - 2019 (5 years)

First Financial Security

2005 - 2014 (9 years)

Freedom Equity Associates

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Duplain to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Planmember Securities Corporation

Texanna Stallwitz
Carpinteria, CA
Maxwell Kilstofte
Los Angeles, CA
Eric Busto
Farmingville, NY
Lauren Thomas
Horseshoe Bay, TX
Keeley Atterbury
Carlsbad, CA
Darin Leong
Mililani, HI
Kyle Smith
Carpinteria, CA
Jeffrey Lovegren
Carpinteria, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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