Fidelity Personal And Workplace Advisors
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About this Advisor
Steven Lopez is a certified financial planner based out of Rancho Cucamonga, California with a total of 3 years of relevant experience. Lopez is currently employed by Fidelity Personal And Workplace Advisors. Over the course of their career, Lopez has held roles at Td Ameritrade and Fidelity Brokerage Services LLC. Lopez has Series 63 and Series 66 licenses, designating them as a securities representative, and is able to operate in California and Texas. Fidelity Personal And Workplace Advisors is an advisory business headquartered in Boston, MA. The firm has offices in 3,093 locations and a total of 13,507 financial advisors. It oversees $653 billion in assets between its 1,712,247 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm provides services to 11 charitable organizations. Of its 1,712,247 customer accounts, 31% are held by high-net-worth investors who have at least $1 million in assets available to invest. Fidelity Personal And Workplace Advisors has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advice largely depend on which services are provided. Fee types billed by Fidelity Personal And Workplace Advisors can include some blend of asset-based and fixed fees.
Certifications and Registrations
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Fidelity Personal And Workplace Advisors Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Steven Lopez Work History
Steven has been registered as a financial advisor for 3 years.*
Fidelity Brokerage Services LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Steven Lopez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Fidelity Personal And Workplace Advisors
Rancho Cucamonga, CA
Fort Lauderdale, FL
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.