Steven
Soja

First Republic Investment Management, Inc

CRD#1695711
Investment Advisor
in San Francisco, CA

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About this Advisor

Steven Soja is a financial advisor operating out of San Francisco, California who has 8 years of relevant experience. Soja works at First Republic Investment Management, Inc. Throughout their career, they have worked at Credit Suisse Securities (Usa) LLC, Credit Suisse Lending LLC, First Republic Securities Company LLC, First Republic Investment Management, Inc and First Republic Securities Company, LLC. Soja has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in California, Florida, Hawaii and Massachusetts. First Republic Investment Management, Inc is a financial advisory company that has its headquarters in San Francisco, CA. The company has offices in 37 locations and a total of 1,165 advisors. It oversees $140 billion in assets under management across its 84,774 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 393 charities and foundations. Of its 84,774 client accounts, 43% belong to high-net-worth individuals who have at least $1 million in assets. First Republic Investment Management, Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely are based on which service is provided. However, fee types billed by First Republic Investment Management, Inc most likely consist of asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Office Location

One Front Street
San Francisco, CA 94111

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First Republic Investment Management, Inc Brokerage Details

Total Assets Under Management

$139,511,326,231

CA Average: $7,578,581,321
Total Number of Employees

1,165

CA Average: 43
Total Number of Accounts

84,774

CA Average: 3,727
Average Account Size

$1,645,685

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Steven Soja Work History

Steven has been registered as a financial advisor for 8 years.*

2017 - Present (7 years)

First Republic Securities Company, LLC

2017 - Present (7 years)

First Republic Investment Management, Inc

2015 - 2017 (2 years)

First Republic Securities Company LLC

2015 - 2017 (2 years)

First Republic Investment Management, Inc

2014 - 2015 (1 year)

Credit Suisse Lending LLC

2006 - 2015 (9 years)

Credit Suisse Securities (Usa) LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Soja to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at First Republic Investment Management, Inc

Lewis Mai
New York, NY
Christina Wolfe
Newport Beach, CA
Tracey Graziosa
New York, NY
Leland Mindnich
Wellesley Hills, MA
Mark Beatini
New York, NY
Mark Palmer
San Francisco, CA
John Garofalo
Los Angeles, CA
Alec Feinstein
Los Angeles, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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