Sumit
Mahay
Morgan Stanley
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About this Advisor
Sumit Mahay is a financial advisor who works in Walnut Creek, California with 2 years of relevant experience. Mahay is currently employed by Morgan Stanley. Over the course of their career, Mahay has held roles at Rbc Capital Markets, LLC, Merriman Capital, Inc, E*Trade Securities LLC, E*Trade Capital Management LLC, Suraya, Inc, Ameriprise Financial Services Inc, Controlco, Brothers Home Improvement, Windows And Doors and Morgan Stanley. Mahay maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to serve investors in California and Texas. Morgan Stanley is a registered investment firm based in Purchase, NY. It has offices in 930 locations and a total of 28,000 advisors. It oversees $1 trillion in assets under management across its 2,233,188 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 30,383 charitable organizations. Of its 2,233,188 client accounts, just 1% are associated with high-net-worth investors who have at least $1 million in assets available to invest. The firm performs a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees usually depend on the financial services offered. However, fee types charged by Morgan Stanley most likely include asset-based, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Morgan Stanley Brokerage Details
$1,185,061,196,999
28,000
2,233,188
$530,659
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Sumit Mahay Work History
Sumit has been registered as a financial advisor for 2 years.*
Morgan Stanley
Ameriprise Financial Services Inc
Controlco
Brothers Home Improvement, Windows And Doors
E*Trade Securities LLC
E*Trade Capital Management LLC
Suraya, Inc
Merriman Capital, Inc
Rbc Capital Markets, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sumit Mahay to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Morgan Stanley
New York, NY
New Haven, CT
Garden City, NY
Baltimore, MD
Walnut Creek, CA
Columbia, SC
Pueblo, CO
Fort Lauderdale, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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