Susan
Shaw

Avantax Advisory Services

CRD#5728842
Investment Advisor
in Yuba City, CA

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About this Advisor

Susan Shaw is a financial advisor operating in Yuba City, California with a total of 11 years of relevant experience. Shaw works at Avantax Advisory Services. During their career, Shaw has held roles at Avantax Investment Services, Inc, Meyer Bookkeeping & Tax Service Inc, Avantax Advisory Services, Shaw & Associates and Crystals By Q. Shaw has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in California. Avantax Advisory Services is a financial advisory company that has its headquarters in Coppell, TX. The company has offices in 1,514 locations and a total of 2,433 advisors. It handles $31 billion in total assets across its 123,393 client accounts, placing it among the largest investment advisory firms in the country by assets under management. Of its 123,393 customer accounts, just 6% are held by high-net-worth individuals who have more than $1 million in assets available to invest. Avantax Advisory Services provides a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Financial advisory fees depend on which service is provided. However, fees charged by Avantax Advisory Services likely consist of some blend of asset-based, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Others

Office Location

849 Lincoln Rd # 41
Yuba City, CA 95991

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Avantax Advisory Services Brokerage Details

Total Assets Under Management

$30,968,246,116

CA Average: $3,042,739,679
Total Number of Employees

2,433

CA Average: 49
Total Number of Accounts

123,393

CA Average: 2,315
Average Account Size

$250,972

CA Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Susan Shaw Work History

Susan has been registered as a financial advisor for 11 years.*

2012 - Present (12 years)

Avantax Advisory Services

2011 - Present (13 years)

Avantax Investment Services, Inc

2000 - Present (24 years)

Meyer Bookkeeping & Tax Service Inc

2000 - Present (24 years)

Shaw & Associates

2018 - 2020 (2 years)

Crystals By Q

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Susan Shaw to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Avantax Advisory Services

Ryan Newton
Irving, TX
San Cheong
Lake Forest, CA
Pamela Justus
Milwaukee, WI
Brandon Melton
Irving, TX
Jeanne Helmar
Lansdale, PA
Andrew Smith
Gadsden, AL
Denissia Gordon
Dallas, TX
James Dowdy
Duluth, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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