Teresa
Brock

Axa Advisors, LLC

CRD#2334087
Investment Advisor
in San Diego, CA
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About this Advisor

Teresa Brock is a financial advisor who works in San Diego, California, who has been in the industry for 10 years. Brock is an employee of Axa Advisors, LLC. Over the course of their career, they have held roles at W. Quillen Securities, Scottsdale Capital Advisors, Bma Securities, Spencer Edwards, Inc, Axa Advisors, LLC, Flexible Plan Investments, Benjamin & Jerold Brokerage, LLC, American Income Life and Bill Slattery & Associates. Brock holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in California. Axa Advisors, LLC is a registered investment business headquartered in San Diego, California. It has offices in 844 locations and a total of 5,774 people on staff. It handles $15 billion in total assets across its 52,116 customer accounts, placing it among the largest firms in the United States by assets under management. The firm provides services to 67 charities and foundations. Of its 52,116 accounts, 34% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Axa Advisors, LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically vary depending on which services the firm provides the client. However, fees billed by Axa Advisors, LLC can be comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

4370 La Jolla Village Dr. Suite 400
San Diego, CA 92122

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Axa Advisors, LLC Brokerage Details

Total Assets Under Management

$14,671,064,923

CA Average: $7,464,549,021
Total Number of Employees

5,930

CA Average: 88
Total Number of Accounts

53,005

CA Average: 3,892
Average Account Size

$276,786

CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Teresa Brock Work History

Teresa has 10 years of experience.

2017 - Present (2 years)

Axa Advisors, LLC

2016 - 2017 (1 year)

Benjamin & Jerold Brokerage, LLC

2015 - 2016 (1 year)

Flexible Plan Investments

2014 - 2015 (1 year)

American Income Life

2013 - 2014 (1 year)

Bma Securities

2013 - 2017 (4 years)

Nerium International

2012 - 2012 (< 1 year)

Spencer Edwards, Inc

2011 - 2012 (1 year)

Bma Securities

2009 - 2011 (2 years)

Scottsdale Capital Advisors

2008 - 2009 (1 year)

W. Quillen Securities

2008 - 2009 (1 year)

Bill Slattery & Associates

Disclosures

Teresa Brock has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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