Thalia
Montiel

Planmember Securities Corporation

CRD#1881353
Investment Advisor
in Santa Monica, CA

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About this Advisor

Thalia Montiel is a financial advisor based in Santa Monica, California with 22 years of relevant experience. Montiel is an advisor for Planmember Securities Corporation. They have been an employee of Planmember Securities Corporation for all of their career. Montiel maintains a Series 63 license, qualifying them as a securities agent, and is registered to serve investors in California. Planmember Securities Corporation is an advisory business operating out of Carpinteria, CA. It has offices in 350 locations and a total of 459 employees. It has $8 billion in total assets between its 67,968 accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 14 charities and foundations. Of its 67,968 accounts, just 1% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees are based on which service is provided. Fees charged by Planmember Securities Corporation likely consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63

Years Registered*

22 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Santa Monica, CA

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Planmember Securities Corporation Brokerage Details

Total Assets Under Management

$7,530,125,901

CA Average: $7,578,581,321
Total Number of Employees

459

CA Average: 43
Total Number of Accounts

67,968

CA Average: 3,727
Average Account Size

$110,789

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Thalia Montiel Work History

Thalia has been registered as a financial advisor for 22 years.*

1999 - Present (25 years)

Irm Distributors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thalia Montiel to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Planmember Securities Corporation

Lauren Thomas
Horseshoe Bay, TX
Benjamin Parker
Carpinteria, CA
Eric Busto
Farmingville, NY
Jeffrey Lovegren
Carpinteria, CA
John Italiano
Irvington, NY
Michael George
Carpinteria, CA
Roy Lines
Carpinteria, CA
Kyle Smith
Carpinteria, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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