Thomas
Faledas

Hilltop Securities Inc

CRD#4570343
Investment Advisor
in Monterey, CA

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About this Advisor

Thomas Faledas is a financial advisor operating out of Monterey, California with 15 years of industry experience. Faledas is on the advisory team at Hilltop Securities Inc. They have been employed by Hilltop Securities Inc for their whole career. Faledas holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Alabama, Arizona, California, South Dakota, Texas and Washington. Hilltop Securities Inc is a company headquartered in Dallas, TX. The firm has offices in 16 locations and a total of 113 people on staff. It administers $2 billion in total assets among its 4,476 accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves seven charities and foundations. Of its 4,476 client accounts, 17% are held by high-net-worth investors who have at least $1 million in assets. Hilltop Securities Inc performs a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors usually depend on which services the firm provides the client. However, fee types charged by Hilltop Securities Inc most likely include any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

24560 Silver Cloud Ct. Suite 201
Monterey, CA 93940-6555

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Hilltop Securities Inc Brokerage Details

Total Assets Under Management

$1,730,433,320

CA Average: $3,042,739,679
Total Number of Employees

113

CA Average: 49
Total Number of Accounts

4,476

CA Average: 2,315
Average Account Size

$386,603

CA Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Thomas Faledas Work History

Thomas has been registered as a financial advisor for 15 years.*

2002 - Present (22 years)

Hilltop Securities Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Faledas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hilltop Securities Inc

Diane Binford
Dallas, TX
Robert Morales
Dallas, TX
Patrick Laborde
Austin, TX
William Humphreys
Austin, TX
Christopher Murray
Monterey, CA
Peter Cappos
Sherman Oaks, CA
Vito D'Angelo
Austin, TX
Henry Macfarland
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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