Thomas
Graffeo

Dove Investment Research And Management, Inc

CRD#1287916
Investment Advisor
in Irvine, CA

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About this Advisor

Thomas Graffeo is a certified financial planner based out of Irvine, California, with a total of 10 years of professional experience. Graffeo currently works for Dove Investment Research And Management, Inc. The advisor has gained experience at Lpl Financial LLC, Applied Financial Planning, Inc and Dove Investment Research & Management, Inc. Graffeo holds Series 63 and Series 66 licenses, certifying them as a securities agent, and is approved to serve investors in California. Dove Investment Research And Management, Inc is a financial advisory company based in Irvine, California.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

100 Pacifica Suite 300
Irvine, CA 92618

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Dove Investment Research And Management, Inc Brokerage Details

Total Number of Employees

1

CA Average: 43

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Thomas Graffeo Work History

Thomas has 11 years of experience.

2019 - Present (1 year)

Dove Investment Research & Management, Inc

2015 - Present (5 years)

Dove Investment Research & Management, Inc

2009 - Present (11 years)

Lpl Financial LLC

2009 - 2016 (7 years)

Applied Financial Planning, Inc

Disclosures

Thomas Graffeo has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Dove Investment Research And Management, Inc

Thomas Graffeo
Irvine, CA

This content was compiled from the SEC and FINRA.

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