Thomas
Kim
Cetera Investment Advisers LLC
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About this Advisor
Thomas Kim is a financial advisor based in Los Angeles, California with 4 years of relevant experience. Kim is on the advisory team at Cetera Investment Advisers LLC. Their career trajectory has included roles at Investors Bank, Invest Financial Corporation, Infinex Investments Inc, Banc Of California, Cetera Investment Advisers LLC, Santander Bank Na, Santander Securities LLC, Citigroup, Cathay Bank and Cetera Investment Services LLC. Kim has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in California. Cetera Investment Advisers LLC is an advisory company based out of Schaumburg, IL. The firm has offices in 1,614 locations and a total of 3,094 financial advisors. It administers $33 billion in assets under management across its 176,986 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 431 charities and foundations. Of its 176,986 customer accounts, 23% belong to high-net-worth clients who have greater than $1 million in assets. Cetera Investment Advisers LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules vary depending on which services are offered. Fee types billed by Cetera Investment Advisers LLC likely are comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Thomas Kim Work History
Thomas has been registered as a financial advisor for 4 years.*
Cetera Investment Advisers LLC
Cathay Bank
Cetera Investment Services LLC
Citigroup
Infinex Investments Inc
Banc Of California
Santander Securities LLC
Invest Financial Corporation
Santander Bank Na
Investors Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Kim to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
New York, NY
Gulfport, MS
Athens, AL
Edmond, OK
Evans, GA
Knoxville, TN
Pittsburgh, PA
Anaheim, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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