Tina
Hwang

Cetera Investment Advisers LLC

CRD#5891335
Investment Advisor
in Rowland Heights, CA
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About this Advisor

Tina Hwang is a financial advisor whose office is in Rowland Heights, California. Currently a registered financial advisor at Cetera Investment Advisers LLC, they have accrued 13 years of work experience in the financial advisory industry. Hwang has Series 63 and Series 66 licenses, which qualify them as a securities representative. Hwang can act as a financial advisor based out of California. Throughout their career, they have worked at Cetera Investment Advisers LLC, Cetera Investment Services LLC, Hsbc Bank Usa, Bbcn Bank and East West Bank. Cetera Investment Advisers LLC is headquartered in Rowland Heights, California, and operates out of 1,938 other locations throughout the nation. As a company, Cetera Investment Advisers LLC manages $10 billion in assets throughout 51,335 client accounts and retains more than 1,951 people. The firm's total assets under management places it among the biggest firms in the United States. The firm manages 44,320 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 12% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Cetera Investment Advisers LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

17530 E Colima Road
Rowland Heights, CA 91748

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$10,324,028,419

CA Average: $6,674,516,078
Total Number of Employees

2,072

CA Average: 44
Total Number of Accounts

54,906

CA Average: 2,564
Average Account Size

$188,031

CA Average: $2,603,165

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Tina Hwang Work History

Tina has 13 years of experience.

2016 - Present (3 years)

Cetera Investment Advisers LLC

2016 - Present (3 years)

Cetera Investment Services LLC

2015 - Present (4 years)

East West Bank

2014 - 2015 (1 year)

Bbcn Bank

2005 - 2014 (9 years)

Hsbc Bank Usa

Disclosures

Tina Hwang has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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