Tony Tat Yan
Lam

Bancwest Investment Services, Inc

CRD#5852567
Investment Advisor
in Pasadena, CA

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About this Advisor

Tony Tat Yan Lam is a financial advisor working out of Pasadena, California, who has been in the financial industry for 11 years. Lam is currently employed by Bancwest Investment Services, Inc. Throughout their career, they have worked at Citigroup, Merrill Lynch, Pierce, Fenner & Smith Inc, Chase Investment Services Corp, J.P. Morgan Securities LLC, U.S. Bancorp Investments, Inc, Bank Of The West and Bancwest Investment Services, Inc. Lam has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in California. Bancwest Investment Services, Inc is a firm headquartered in Pasadena, California. The firm has offices in 547 locations and a total of 361 employees. It administers $2 billion in total assets between its 8,147 customer accounts, making it one of the largest firms in the United States by assets under management. The firm advises four charitable organizations. Of its 8,147 client accounts, just 2% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. Bancwest Investment Services, Inc offers a few services, such as portfolio management for individuals and small businesses, selection of other advisers and other services. Fees charged by financial advisors are based on which service is offered. However, fee types charged by Bancwest Investment Services, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

12 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

587 E Colorado Blvd Ste 100
Pasadena, CA 91101

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Bancwest Investment Services, Inc Brokerage Details

Total Assets Under Management

$1,531,290,151

CA Average: $1,978,216,465
Total Number of Employees

361

CA Average: 226
Total Number of Accounts

8,147

CA Average: 7,467
Average Account Size

$187,958

CA Average: $264,928

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Tony Tat Yan Lam Work History

Tony Tat Yan has 12 years of experience.

2018 - Present (2 years)

Bank Of The West

2018 - Present (2 years)

Bancwest Investment Services, Inc

2015 - 2017 (2 years)

U.S. Bancorp Investments, Inc

2012 - 2012 (< 1 year)

Chase Investment Services Corp

2012 - 2015 (3 years)

J.P. Morgan Securities LLC

2011 - 2012 (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2008 - 2011 (3 years)

Citigroup

Disclosures

Tony Tat Yan Lam has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Bancwest Investment Services, Inc (Bwis)

Milap Shah
Albuquerque, NM
John Lee
Palo Alto, CA
Dimitre Ivanov
New York, NY
Angela Reynolds
Los Angeles, CA
John Mathison
Anoka, MN
Gianluca Paci
Los Angeles, CA
Saba Jahanian
Santa Monica, CA
Hamza Farooquee
Tustin, CA

This content was compiled from the SEC and FINRA.

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