Tony Tat Yan
Lam

Bancwest Investment Services, Inc

CRD#5852567
Investment Advisor
in Pasadena, CA

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About this Advisor

Tony Tat Yan Lam is an advisor based in Pasadena, California. Currently a registered financial advisor at Bancwest Investment Services, Inc, they have accumulated 10 years of experience as a registered investment advisor. Lam has Series 63 and Series 65 licenses, which designate them as both a securities agent and an investment advisor representative. Lam is registered to serve customers in California. Over the course of their career, they have held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Citigroup, Chase Investment Services Corp, J.P. Morgan Securities LLC, U.S. Bancorp Investments, Inc, Bancwest Investment Services, Inc and Bank Of The West. Bancwest Investment Services, Inc is located in Pasadena, California, and operates out of 525 other offices in the United States. In aggregate, Bancwest Investment Services, Inc manages $2 billion in assets dispersed across 7,801 accounts and retains more than 358 people. The level of assets currently under the firm's management makes it one of the largest firms in the nation. All of the firm's accounts are managed on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 2% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in capital. Bancwest Investment Services, Inc can provide portfolio management for individuals and small businesses, selection of other advisers and other services. The firm's fees may include asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

587 E Colorado Blvd Ste 100
Pasadena, CA 91101

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Bancwest Investment Services, Inc Brokerage Details

Total Assets Under Management

$1,531,290,151

CA Average: $1,978,216,465
Total Number of Employees

361

CA Average: 226
Total Number of Accounts

8,147

CA Average: 7,467
Average Account Size

$187,958

CA Average: $264,928

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Tony Tat Yan Lam Work History

Tony Tat Yan has 10 years of experience.

2018 - Present (2 years)

Bancwest Investment Services, Inc

2018 - Present (2 years)

Bank Of The West

2015 - 2017 (2 years)

U.S. Bancorp Investments, Inc

2012 - 2012 (< 1 year)

Chase Investment Services Corp

2012 - 2015 (3 years)

J.P. Morgan Securities LLC

2011 - 2012 (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2008 - 2011 (3 years)

Citigroup

Disclosures

Tony Tat Yan Lam has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Bancwest Investment Services, Inc (Bwis)

Viviana Bigolin
La Jolla, CA
Ernesto Rodriguez
Tempe, AZ
Tara Kimmins
Newport Beach, CA
Nathan Vandas
Aurora, CO
Joseph Dadashadeh
Meridian, ID
Deny Delgadillo
Pasadena, CA
Stephane Johnston
New York, NY
Tony Tat Yan Lam
Pasadena, CA

This content was compiled from the SEC and FINRA.

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