Lpl Financial LLC
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About this Advisor
Tracy Marlin is a financial advisor based out of Newport Beach, California with a total of 3 years of industry experience. Marlin is an employee of Lpl Financial LLC. Over the course of their career, Marlin has held roles at Lucia Securities, LLC, Rjl Wealth Management, LLC and Lpl Financial, LLC. Marlin has Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in California. Lpl Financial LLC is a business based in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 advisors. It has $368 billion in total assets among its 1,688,501 accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 client accounts, 31% are associated with high-net-worth clients who have more than $1 million in assets available to invest. The advisory firm performs a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management usually are based on which services the firm provides the client. Fee types billed by Lpl Financial LLC can include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
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Lpl Financial LLC Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Tracy Marlin Work History
Tracy has been registered as a financial advisor for 3 years.*
Lpl Financial, LLC
Lucia Securities, LLC
Rjl Wealth Management, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Tracy Marlin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Arlington Heights, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact email@example.com.
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