Tracy
Tuens

Svb Wealth

CRD#1529742
Investment Advisor
in San Francisco, CA

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About this Advisor

Tracy Tuens is a financial advisor based in San Francisco, California with 5 years of relevant experience. Tuens is an employee of Svb Wealth. Their career trajectory has included roles at Mbsc Securities Corporation, Bny Mellon, Chequers Financial Management LLC, U.S. Bank, U.S. Bancorp Investments, Inc, Svb Wealth LLC, Svb Investment Services Inc and Cynosure Management LLC. Tuens has Series 66 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in California, Illinois, Texas and Washington. Svb Wealth is a registered investment firm operating out of Boston, MA. The firm has offices in 20 locations and a total of 246 people on staff. It oversees $15 billion in total assets among its 11,180 customer accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises 31 charities and foundations. Of its 11,180 client accounts, 57% are held by high-net-worth investors who have greater than $1 million in assets. The firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Financial management fee schedules typically vary depending on the type of services offered. Fees charged by Svb Wealth most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

100 Pine Street Suite 2800
San Francisco, CA 94111

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Svb Wealth Brokerage Details

Total Assets Under Management

$14,755,784,415

CA Average: $16,012,751,954
Total Number of Employees

246

CA Average: 118
Total Number of Accounts

11,180

CA Average: 4,567
Average Account Size

$1,319,838

CA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Tracy Tuens Work History

Tracy has been registered as a financial advisor for 5 years.*

2023 - Present (1 year)

Cynosure Management LLC

2022 - 2023 (1 year)

Svb Investment Services Inc

2018 - 2023 (5 years)

Svb Wealth LLC

2016 - 2018 (2 years)

U.S. Bank

2016 - 2018 (2 years)

U.S. Bancorp Investments, Inc

2015 - 2016 (1 year)

Chequers Financial Management LLC

2013 - 2015 (2 years)

Mbsc Securities Corporation

2012 - 2015 (3 years)

Bny Mellon

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Tracy Tuens to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Svb Wealth

Gustavo Arce
San Francisco, CA
Marcel Pfister
New York, NY
Rachel Fitzpatrick
Denver, CO
Rina Echavez
Beverly Hills, CA
Qaysar Al Aboosi
Santa Clara, CA
Lorraine Monick
Miami, FL
Meghan Spear
Miami, FL
Precious Stansberry
Houston, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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