Troy
Koepplin

Sagepoint Financial, Inc

CRD#2735220
Investment Advisor
in Carlsbad, CA
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About this Advisor

Troy Koepplin is a financial advisor who lives in Carlsbad, California. Currently a registered advisor with Sagepoint Financial, Inc, Koepplin has 10 years of professional experience as a registered advisor. Koepplin holds Series 63 and Series 65 licenses, which designate them as both a securities agent and an investment advisor representative. Koepplin can act as a financial advisor in California, Washington, Illinois, Montana and New Hampshire. Throughout their career, they have worked at Aig Financial Advisors, Inc and Sagepoint Financial, Inc. Sagepoint Financial, Inc is headquartered in Carlsbad, California, and has 615 other brick-and-mortar locations in the country. As a registered investment advisory firm, Sagepoint Financial, Inc manages $7 billion in assets throughout 33,830 accounts and employs more than 2,032 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the United States. The firm manages 19,836 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 11% of the investment firm's clients are high-net-worth individuals, meaning they have greater than $1 million in assets. Sagepoint Financial, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

5411 Avenida Encinas Suite 180
Carlsbad, CA 92008

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Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management

$7,988,217,859

CA Average: $1,555,372,352
Total Number of Employees

1,957

CA Average: 37
Total Number of Accounts

42,989

CA Average: 1,370
Average Account Size

$185,820

CA Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Troy Koepplin Work History

Troy has 10 years of experience.

2009 - Present (10 years)

Sagepoint Financial, Inc

2008 - 2009 (1 year)

Aig Financial Advisors, Inc

Disclosures

Troy Koepplin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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