Sagepoint Financial, Inc

Investment Advisor
in Carlsbad, CA

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About this Advisor

Troy Koepplin is an advisor located in Carlsbad, California. Currently an advisor at Sagepoint Financial, Inc, they have gathered 10 years of experience in the financial advisory industry. Koepplin holds Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Koepplin can operate in California, Illinois, Montana, New Hampshire and Washington. Koepplin has worked their entire career at Sagepoint Financial, Inc. Sagepoint Financial, Inc is headquartered in Carlsbad, California, and has 618 additional offices in the country. Overall, Sagepoint Financial, Inc manages $8 billion in assets throughout 42,989 client accounts and employs more than 1,957 people. The amount of assets the firm manages places it among the largest financial advisory firms in the country. The firm manages 25,061 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 16% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in assets. Sagepoint Financial, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

5411 Avenida Encinas Suite 180
Carlsbad, CA 92008

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Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management


CA Average: $1,555,372,352
Total Number of Employees


CA Average: 37
Total Number of Accounts


CA Average: 1,370
Average Account Size


CA Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Troy Koepplin Work History

Troy has 11 years of experience.

2009 - Present (11 years)

Sagepoint Financial, Inc


Troy Koepplin has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Sagepoint Financial, Inc

Erika Lewin-Harris
Boca Raton, FL
Philip Elliott
Meridian, ID
Fany Hirales
San Diego, CA
Eric Sanger
Phoenix, AZ
David Brookes
San Diego, CA
Thomas Drake
Oakmont, PA
Sammy Johnson
Spring, TX
Richene Johnson
Perkasie, PA

This content was compiled from the SEC and FINRA.

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