Tu
Niem
Transamerica Financial Advisors, Inc
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About this Advisor
Tu Niem is a financial advisor working out of Elk Grove, California who has 8 years of relevant experience. Niem is currently employed by Transamerica Financial Advisors, Inc. During their career, the advisor has held roles at World Financial Group, At & T Services, Inc, Transamerica Financial Advisors, Inc, Mcafee, Inc, Atamp;T Inc, Mcafee LLC, Heartland Institute Of Financial Education College Coaching Prog, Triumph Partner Holdings, Inc D.B.A. Far East Cafe, Musarubra Us, LLC, Intel Corporation, Niem Holdings LLC D/B/A Poke Ichii and Team Triumph Holdings Inc. Niem maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in California. Transamerica Financial Advisors, Inc is a registered investment company based in Saint Petersburg, FL. The company has offices in 286 locations and a total of 1,235 financial advisors. It oversees $2 billion in total assets between its 59,659 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 18 charitable organizations. Of its 59,659 accounts, just 2% are associated with high-net-worth individuals who have greater than $1 million in assets. The company offers a wide set of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial management fees typically vary depending on the type of services offered. Fees billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Tu Niem Work History
Tu has been registered as a financial advisor for 8 years.*
Musarubra Us, LLC
Team Triumph Holdings Inc
Niem Holdings LLC D/B/A Poke Ichii
Triumph Partner Holdings, Inc D.B.A. Far East Cafe
Heartland Institute Of Financial Education College Coaching Prog
Transamerica Financial Advisors, Inc
World Financial Group
Mcafee LLC
Intel Corporation
Mcafee, Inc
At & T Services, Inc
Atamp;T Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Tu Niem to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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