Vivian
Mui

Ubs Financial Services Inc

CRD#3209345
Investment Advisor
in San Francisco, CA

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About this Advisor

Vivian Mui is a financial advisor who works out of San Francisco, California, with 10 years in the industry. Mui is an advisor for Ubs Financial Services Inc. During their career, the advisor has held roles at Morgan Stanley, Ikon Office Solutions and Ubs Financial Services Inc. Mui has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can operate in California. Ubs Financial Services Inc is an advisory firm operating in San Francisco, California. The company has offices in 369 locations and a total of 15,605 financial advisors. It handles $591 billion in total assets across its 975,301 accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm advises 5,525 charities and foundations. Of its 975,301 customer accounts, 58% are associated with high-net-worth clients who have greater than $1 million in investable assets. The firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial advisory fees are based on which service is provided. Fee types charged by Ubs Financial Services Inc likely include some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

555 California Street 32Nd Floor/ Suite 3200
San Francisco, CA 94104

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$591,360,861,325

CA Average: $10,121,009,343
Total Number of Employees

15,605

CA Average: 92
Total Number of Accounts

975,301

CA Average: 6,978
Average Account Size

$606,337

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Vivian Mui Work History

Vivian has 10 years of experience.

2020 - Present (0 year)

Ubs Financial Services Inc

2017 - Present (3 years)

Morgan Stanley

2016 - 2017 (1 year)

Ubs Financial Services Inc

2012 - 2016 (4 years)

Morgan Stanley

2010 - 2012 (2 years)

Ikon Office Solutions

Disclosures

Vivian Mui has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Veronica Della Vedova
Beverly Hills, CA
Aaron Massey
Tulsa, OK
Colin Simon
Seattle, WA
Brayden Buck
Oklahoma City, OK
Kelly Fritz
Saint Louis, MO
Jack Butler
Charlotte, NC
Priscilla Sabates
Boca Raton, FL
Pablo De La Rosa
Los Angeles, CA

This content was compiled from the SEC and FINRA.

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