Wen
Tsai

Integrated Wealth Concepts LLC

CRD#857764
Investment Advisor
in Palos Verdes Peninsula, CA

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About this Advisor

Wen Tsai is a financial advisor who works out of Palos Verdes Peninsula, California. Tsai currently works for Integrated Wealth Concepts LLC. During their career, the advisor has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Laurel Wealth Advisors and Integrated Wealth Concepts, LLC. Tsai has a Series 63 license, qualifying them as a securities broker, and is able to serve investors in California. Integrated Wealth Concepts LLC is an advisory company that has its headquarters in Waltham, MA. The investment advisory business has offices in 57 locations and a total of 178 employees. It has $8 billion in total assets among its 17,089 customer accounts, making it one of the largest firms in the United States by assets under management. The firm serves 24 charitable organizations. Of its 17,089 customer accounts, 37% are held by high-net-worth individuals who have greater than $1 million in investable assets. Integrated Wealth Concepts LLC performs a broad range of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fees for financial advice depend on the financial services provided. Fee types charged by Integrated Wealth Concepts LLC can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

719 Yarmouth Road Suite 104
Palos Verdes Peninsula, CA 90274

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Integrated Wealth Concepts LLC Brokerage Details

Total Assets Under Management

$7,465,967,800

CA Average: $16,012,751,954
Total Number of Employees

178

CA Average: 118
Total Number of Accounts

17,089

CA Average: 4,567
Average Account Size

$436,887

CA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Wen Tsai Work History

Wen has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Integrated Wealth Concepts, LLC

2016 - Present (8 years)

Laurel Wealth Advisors

1979 - 2016 (37 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Wen Tsai to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Integrated Wealth Concepts LLC

Christian Bryant
Saint Joseph, MO
Darren Fabric
Northbrook, IL
Vanessa Pearson
Huntington Beach, CA
Donald Rittenhouse
Solana Beach, CA
Ann Swartz
Rockland, MA
Robert Brown
Waltham, MA
Terrance Arges
Solana Beach, CA
Joseph O'Loughlin
Waltham, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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