Wenxin
Yu

Morgan Stanley

CRD#5724770
Investment Advisor
in Pleasanton, CA

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About this Advisor

Wenxin Yu is a financial advisor working in Pleasanton, California with a total of 7 years of relevant experience. Yu is currently employed by Morgan Stanley. Over the course of their career, they have held roles at Metlife, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Morgan Stanley Smith Barney LLC and Morgan Stanley Private Bank, N.A. Yu has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can serve investors in California and Texas. Morgan Stanley is a registered investment company headquartered in Purchase, NY. It has offices in 930 locations and a total of 28,000 financial advisors. It controls $1 trillion in assets across its 2,233,188 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm provides services to 30,383 charitable organizations. Of its 2,233,188 accounts, just 1% are held by high-net-worth clients who have at least $1 million in investable assets. Morgan Stanley provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules largely are based on which services the firm provides the client. Fee types charged by Morgan Stanley most likely are comprised of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

4309 Hacienda Drive Suite 200
Pleasanton, CA 94588

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

CA Average: $7,464,549,021
Total Number of Employees

28,000

CA Average: 88
Total Number of Accounts

2,233,188

CA Average: 3,892
Average Account Size

$530,659

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Wenxin Yu Work History

Wenxin has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Morgan Stanley Smith Barney LLC

2016 - Present (8 years)

Morgan Stanley Private Bank, N.A

2015 - 2016 (1 year)

Bank Of America, N.A

2014 - 2016 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2009 - 2014 (5 years)

Metlife

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Wenxin Yu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

Daniel Evans
New York, NY
Justin Yip
Menlo Park, CA
Russell Huebschle
Oakland, CA
Seth Hart
New York, NY
Charles Doering
Walnut Creek, CA
Janelle Williams
Billings, MT
Calvin Mason
Pueblo, CO
Melissa Moyer
Blue Bell, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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