Mml Investors Services, LLC

Investment Advisor
in Los Angeles, CA
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About this Advisor

William Basel is a certified financial planner in Los Angeles, California. Currently a registered investment advisor at Mml Investors Services, LLC, Basel has 10 years of professional experience as a financial advisor. Basel has a Series 66 license, designating them as both a securities agent and an investment advisor representative. Basel is registered to serve clients in California. Their career trajectory has included roles at Vilia, Wachovia Securities, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Mass Mutual Life Insurance Company, Mml Investors Services and Lenox Advisors Inc/ Mass Mutual. Mml Investors Services, LLC is based out of Los Angeles, California, and operates out of 1,335 other offices in the country. As a company, Mml Investors Services, LLC manages $29 billion in assets dispersed across 238,365 accounts and retains more than 8,095 people. The level of assets currently under the firm's management makes it one of the biggest firms in the nation. The firm manages 50,683 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. None of the firm's 238,365 clients are considered high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Mml Investors Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

444 S. Flower Street Suite 4200
Los Angeles, CA 90071

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management


CA Average: $16,012,751,954
Total Number of Employees


CA Average: 118
Total Number of Accounts


CA Average: 4,567
Average Account Size


CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

William Basel Work History

William has 10 years of experience.

2015 - Present (4 years)

Mass Mutual Life Insurance Company

2015 - Present (4 years)

Mml Investors Services

2015 - Present (4 years)

Lenox Advisors Inc/ Mass Mutual

2012 - 2015 (3 years)

Northwestern Mutual Investment Services, LLC

2010 - 2015 (5 years)

Northwestern Mutual Life Insurance Company

2010 - 2015 (5 years)

Northwestern Mutual Investment Services, LLC

2009 - 2009 (< 1 year)


2008 - 2009 (1 year)

Wachovia Securities


William Basel has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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