Xichan
Liu
Rockefeller Financial LLC
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About this Advisor
Xichan Liu is a financial advisor based in San Francisco, California who has 1 year of relevant experience. Liu works at Rockefeller Financial LLC. Over the course of their career, they have held roles at Hsbc Bank Usa, N.A, Wells Fargo, Hsbc Securities Usa Inc, Hsbc Securities (Usa) Inc, Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney LLC, First Republic Securities Company, LLC, First Republic Investment Management, Inc and Rockefeller Financial LLC. Liu has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to operate in California and Texas. Rockefeller Financial LLC is a registered investment business based out of New York, NY. The investment advisory business has offices in 39 locations and a total of 531 financial advisors. It administers $35 billion in assets among its 46,727 client accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm advises 215 charities and foundations. Of its 46,727 accounts, 29% are held by high-net-worth individuals who have at least $1 million in investable assets. Rockefeller Financial LLC has a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fees depend on which services are offered. Fees charged by Rockefeller Financial LLC most likely are comprised of any blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rockefeller Financial LLC Brokerage Details
$34,707,894,464
531
46,727
$742,780
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Xichan Liu Work History
Xichan has been registered as a financial advisor for 1 years.*
Rockefeller Financial LLC
Morgan Stanley Smith Barney LLC
First Republic Securities Company, LLC
First Republic Investment Management, Inc
Rockefeller Financial LLC
Wells Fargo Clearing Services, LLC
Hsbc Bank Usa, N.A
Hsbc Securities (Usa) Inc
Hsbc Securities Usa Inc
Hsbc Bank Usa, N.A
Wells Fargo
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Xichan Liu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rockefeller Capital Management
Olympia, WA
San Francisco, CA
St. Augustine, FL
Trenton, NJ
San Francisco, CA
Birmingham, MI
Atlanta, GA
Cincinnati, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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