Xin Cheng
Mai

Citigroup Global Markets Inc

CRD#4315815
Investment Advisor
in Chino Hills, CA

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About this Advisor

Xin Cheng Mai is a financial advisor working in Chino Hills, California with a total of 5 years of industry experience. Mai is currently employed by Citigroup Global Markets Inc. During their career, Mai has held roles at Scottrade, Inc and Citigroup. Mai maintains Series 63 and Series 66 licenses, qualifying them as a securities agent, and is approved to advise clients in New Jersey and New York. Citigroup Global Markets Inc is a firm that has its headquarters in New York, NY. The investment advisory business has offices in 733 locations and a total of 7,927 financial advisors. It handles $35 billion in total assets across its 53,776 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves 140 charities and foundations. Of its 53,776 accounts, 32% belong to high-net-worth clients who have more than $1 million in assets. Citigroup Global Markets Inc has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and other services. A financial advisor's fee schedules typically depend on which service is offered. However, fee types charged by Citigroup Global Markets Inc may include any blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Other

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Citi Personal Wealth Management 14808 Pipeline Ave, Suite 101
Chino Hills, CA 91709

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Citigroup Global Markets Inc Brokerage Details

Total Assets Under Management

$34,863,982,805

CA Average: $7,464,549,021
Total Number of Employees

7,927

CA Average: 88
Total Number of Accounts

53,776

CA Average: 3,892
Average Account Size

$648,319

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other

Xin Cheng Mai Work History

Xin Cheng has been registered as a financial advisor for 5 years.*

2017 - Present (7 years)

Citigroup

2009 - Present (15 years)

Scottrade, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Xin Cheng Mai to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Citigroup Global Markets Inc

Kathryn Turner
Stamford, CT
Rong Ling Lin
Fort Lee, NJ
Carlos Morlote
Miami, FL
Jeffrey Manning
Boston, MA
Charles Reinhard
New York, NY
Charles Cavanaugh
New York, NY
Fernando Rodriguez
Boca Raton, FL
Larry Ngai
Alameda, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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