Xiu
Hou

Transamerica Financial Advisors, Inc

CRD#4486025
Investment Advisor
in San Jose, CA

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About this Advisor

Xiu Hou is a financial advisor working in San Jose, California with a total of 4 years of industry experience. Hou is currently employed by Transamerica Financial Advisors, Inc. During their career, Hou has held roles at Ing Financial Partners Inc, Voya Finanical Advisors, Transamerica Financial Advisors, Inc, World Financial Group, Inc, Independent Financial Group LLC, Hou Financial Group, Wisecreek Financial LLC and Sangraf International Inc. Hou has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in California and Ohio. Transamerica Financial Advisors, Inc is a company that has its headquarters in Saint Petersburg, FL. The firm has offices in 286 locations and a total of 1,235 advisors. It has $2 billion in assets across its 59,659 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 18 charities and foundations. Of its 59,659 client accounts, just 2% belong to high-net-worth clients who have at least $1 million in assets. Transamerica Financial Advisors, Inc performs a broad array of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. A financial advisor's fee schedules typically are based on which services the firm provides the client. However, fees billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

2290 N. First Street #208
San Jose, CA 95131

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,815,425,709

CA Average: $1,855,561,029
Total Number of Employees

1,235

CA Average: 62
Total Number of Accounts

59,659

CA Average: 2,474
Average Account Size

$30,430

CA Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Xiu Hou Work History

Xiu has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Transamerica Financial Advisors, Inc

2018 - Present (6 years)

Wisecreek Financial LLC

2016 - Present (8 years)

World Financial Group, Inc

2013 - Present (11 years)

Sangraf International Inc

2012 - Present (12 years)

Hou Financial Group

2015 - 2018 (3 years)

Independent Financial Group LLC

2014 - 2015 (1 year)

Voya Finanical Advisors

2012 - 2014 (2 years)

Ing Financial Partners Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Xiu Hou to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Julie Sun
Bellevue, WA
Jjean-Claude Baldivino
Rancho Cucamonga, CA
Tarl Reynoso
Orem, UT
David Winn
Bridgeport, MI
Austin Hogan
Cincinnati, OH
Brian Schiavo
Allentown, PA
Chad Tacia
San Antonio, TX
Qi Dong
Plano, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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