Yen
Chen
Bancwest Investment Services, Inc
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About this Advisor
Yen Chen is a financial advisor working in Westminster, California with a total of 5 years of industry experience. Chen is an advisor for Bancwest Investment Services, Inc. During their career, the advisor has held roles at Ace Diversified Capital, Inc, Bank Of West, Bancwest Investment Services, Inc and Bank Of The West. Chen maintains Series 66 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in California. Bancwest Investment Services, Inc is a registered investment business that has its headquarters in Omaha, NE. The company has offices in 440 locations and a total of 369 employees. It oversees $2 billion in total assets between its 9,062 client accounts, making it one of the largest firms in the country by assets under management. The firm advises six charities and foundations. Of its 9,062 accounts, just 7% belong to high-net-worth individuals who have more than $1 million in investable assets. The advisory firm has a few services, including portfolio management for individuals and small businesses, selection of other advisers and other services. Financial management fee schedules largely vary depending on the financial services. However, fee types billed by Bancwest Investment Services, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Bancwest Investment Services, Inc Brokerage Details
$2,024,253,748
369
9,062
$223,378
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
Yen Chen Work History
Yen has been registered as a financial advisor for 5 years.*
Bancwest Investment Services, Inc
Bank Of The West
Ace Diversified Capital, Inc
Bank Of West
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Yen Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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